0001354821-14-000017.txt : 20140919
0001354821-14-000017.hdr.sgml : 20140919
20140919160413
ACCESSION NUMBER: 0001354821-14-000017
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20140919
DATE AS OF CHANGE: 20140919
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Pinnacle Foods Inc.
CENTRAL INDEX KEY: 0001564822
STANDARD INDUSTRIAL CLASSIFICATION: FOOD & KINDRED PRODUCTS [2000]
IRS NUMBER: 352215019
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1224
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-87767
FILM NUMBER: 141112129
BUSINESS ADDRESS:
STREET 1: 399 JEFFERSON ROAD
CITY: PARSIPPANY
STATE: NJ
ZIP: 07054
BUSINESS PHONE: 973-541-6620
MAIL ADDRESS:
STREET 1: 399 JEFFERSON ROAD
CITY: PARSIPPANY
STATE: NJ
ZIP: 07054
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LEVIN CAPITAL STRATEGIES, L.P.
CENTRAL INDEX KEY: 0001354821
IRS NUMBER: 870753486
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-259-0800
MAIL ADDRESS:
STREET 1: 595 MADISON AVENUE
STREET 2: 17TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
SC 13G
1
PF092014.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.)*
PINNACLE FOODS INC.
------------------------------------------------------
(NAME OF ISSUER)
Common Stock, $0.01 par value
------------------------------------------------------
(TITLE OF CLASS OF SECURITIES)
72348P104
------------------------------------------------------
(CUSIP NUMBER)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the notes.
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Levin Capital Strategies, L.P.
(EIN 87-0753486)
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
5 SOLE VOTING POWER
165,583
NUMBER OF ---------------------------------------------------------------
---------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 6,108,657
---------------------------------------------------------------
---------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 165,583
---------------------------------------------------------------
---------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
7,895,735
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
8,061,318
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.9%
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IA
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
LCS Event Partners, LLC
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
A Delaware Limited Liability Corporation
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF ---------------------------------------------------------------
---------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
---------------------------------------------------------------
---------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
---------------------------------------------------------------
---------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
0
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
LCS LLC
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
A Delaware Limited Liability Corporation
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF ---------------------------------------------------------------
---------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
---------------------------------------------------------------
---------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
---------------------------------------------------------------
---------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
0
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
LCS L/S LLC
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
A Delaware Limited Liability Corporation
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF ---------------------------------------------------------------
---------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
---------------------------------------------------------------
---------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
---------------------------------------------------------------
---------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
0
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John A. Levin
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
5 SOLE VOTING POWER
0
NUMBER OF ---------------------------------------------------------------
---------------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 0
---------------------------------------------------------------
---------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
---------------------------------------------------------------
---------------------------------------------------------------
WITH 8 SHARED DISPOSITIVE POWER
0
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0%
- ------------------------------------------------------------------------------
- ------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------------------------
ITEM 1.
(A) NAME OF ISSUER:
Pinnacle Foods Inc. (the "Issuer").
(B) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES OR,IF NONE, RESIDENCE:
399 Jefferson Road, Parsippany, NJ 07054
ITEM 2.
(A) NAME OF PERSON FILING:
This schedule is being jointly filed by Levin Capital Strategies ("LCS"),
LCS, LLC ("LCSL"), LCS Event Partners, LLC ("LCSEP"), LCS L/S, LLC ("LCSLS")
and John A. Levin, the Chief Executive Officer and controlling person of LCS,
LCSL, LCSEP, LCSLS (LCS, LCSL, LCSLS, LCSEP and John A. Levin are sometimes
collectively referred to hereinafter as "Filer"). Attached hereto as an exhibit
is a copy of the joint Schedule 13G filing agreement among the reporting
persons and entities.
(B) ADDRESS OF PRINCIPAL BUSINESS OFFICE:
The address of the principal executive office of LCS, LCSL, LCSEP and
John A. Levin is: 595 Madison Avenue, 17th Floor, New York, New York 10022.
(C) CITIZENSHIP:
The citizenship or place of organization of the reporting person is as
follows: LCS, LCSL, LCSEP, LCSLS are limited partnerships organized under the
laws of the State of Delaware, and John A. Levin is a United States citizen.
(D) TITLE OF CLASS OF SECURITIES:
Common Stock, $0.01 par value
(E) CUSIP NUMBER:
72348P104
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO 13d-1(B), OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
IF THIS STATEMENT IS FILED PURSUANT TO 13d-1(b) OR 13d-2(b) OR (c),
CHECK WHETHER THE PERSON FILING IS A:
(a) [ ] Broker or dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in Section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act
(d) [ ] Investment Company registered under Section 8 of the
Investment Company Act of 1940
(e) [x] Investment Adviser registered under Section 203 of the
Investment Advisers Act of 1940: see Rule 13d-1(b)(1)(ii)(E)
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to
the provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund; see Rule 13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with Rule 13d-
1(b)(ii)(G);
(h) [ ] Savings Associations as defined in Section 3(b) of the
Federal Deposit Insurance Act;
(i) [ ] Church Plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act of 1940;
(j) ( ) Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
IF THIS STATEMENT IS FILED PURSUANT TO Rule 13d-1(c), CHECK THIS BOX.[]
ITEM 4. OWNERSHIP.
Levin Capital Strategies, L.P.:
(a) Amount beneficially owned: 8,061,318
(b) Percent of Class: 6.9%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 165,583
(ii) Share power to vote or to direct the vote: 6,108,657
(iii) Sole power to dispose or to direct the disposition of: 165,583
(iv) Shared power to dispose of to direct the disposition of: 7,895,735
LCS Event Partners LLC:
(a) Amount beneficially owned: 0
(b) Percent of Class: 0.0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Share power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose of to direct the disposition of: 0
LCS LLC:
(a) Amount beneficially owned: 0
(b) Percent of Class: 0.0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Share power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose of to direct the disposition of: 0
LCS L/S LLC:
(a) Amount beneficially owned: 0 shares
(b) Percent of Class: 0.0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Share power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose of to direct the disposition of: 0
Mr. Levin disclaims beneficial ownership of all such shares.
John A. Levin:
(a) Amount beneficially owned: 0
(b) Percent of Class: 0.0%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 0
(ii) Share power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 0
(iv) Shared power to dispose of to direct the disposition of: 0
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ ].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
This Schedule 13G is filed by LCS, LCSL, LCSEP and John A. Levin with
respect to Common Stock held by LCS's investment advisory accounts. Levin
Capital Trilogy Master Fund, Ltd., an offshore fund for which LCS acts as
investment advisor, has the right to receive dividends from, and the proceeds
from the sale of 157,716 shares. Transamerica Large Cap Value
fund, a registered investment company under the Investment Company Act of 1940,
for which LCS acts as sub-investment advisor have the right to receive
dividends from, and the proceeds from the sale of, 2,741,890 shares.
Safinia Partners, L.P. a fund for which LCS acts as investment advisor, has
the right to receive dividends from, and the proceeds from the sale of
3,867 shares. Various separately managed accounts for whom LCS acts as
investment manager has the right to receive dividends from, and the proceeds
from the sale of 5,157,845 shares.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATION.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired in the ordinary course of
business and were not acquired for the purpose of and do not have the effect
of changing or influencing the control of the issuer of such securities and
were not acquired in connection with or as a participant in any transaction
having such purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
September 19, 2014
---------------------------
(Date)
Levin Capital Strategies, L.P.
BY:/s/ John A. Levin
------------------------
John A. Levin
C.E.O.
LCS, LLC
BY:/s/ John A. Levin
------------------------
John A. Levin
General Partner
LCS Event Partners, LLC
BY:/s/ John A. Levin
------------------------
John A. Levin
General Partner
LCS L/S, LLC
BY:/s/ John A. Levin
------------------------
John A. Levin
General Partner
BY:/s/ John A. Levin
------------------------
John A. Levin
EX-1
2
PF092014joint.txt
Exhibit 1
JOINT FILING AGREEMENT
In accordance with Rule 13d-1 (f) under the Securities Exchange Act of
1934, as amended, the undersigned hereby agree to the joint filing with all
other Reporting Entities (as such term is defined in the Schedule 13G) on behalf
of each of them of a statement on Schedule 13G/A (including amendments thereto)
with respect to the Common Stock,$0.01 par value, of Pinnacle Foods Inc., and
that this Agreement be included as an Exhibit to such joint filing. This
Agreement may be executed in any number of counterparts all of which taken
together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement this 19th
day of September, 2014.
LEVIN CAPITAL STRATEGIES, L.P.
By:/s/ JOHN A. LEVIN
--------------------------
John A. Levin
Chairman and Chief Executive Officer
LCS, LLC
BY:/s/ JOHN A. LEVIN
------------------------
John A. Levin
General Partner
LCS EVENT PARTNERS, LLC
BY:/s/ JOHN A. LEVIN
------------------------
John A. Levin
General Partner
LCS L/S, LLC
BY:/s/ John A. Levin
------------------------
John A. Levin
General Partner
By:/s/ JOHN A. LEVIN
------------------------
John A. Levin